Bank of America Audit Supervisor- Regulatory Relations in Charlotte, North Carolina

Job Description:

Key Responsibilities include:

  • Assists in managing Audit’s relationship with U.S. Primary regulators (OCC, FRB, CFPB) and other significant domestic regulators (SEC, FINRA, FDIC)

  • Assists with non-U.S. regulatory requests

  • Assists in managing exams of Corporate Audit

  • Liaises Audit LOB teams and Compliance Exam Managers to complete requests to exams/inquiries from regulators noted above. Includes initial request items, follow-up requests, and Audit exam meetings.

  • Liaises with LOB Audit teams to assign regulatory identified issues as needed

  • Trains regulators on Audit's processes and manages access to Audit databases

  • Liaises with Global Regulatory Relations (Compliance) and other internal risk groups on regulatory matters

  • Manages the Corporate Audit regulatory meeting calendar and works with LOB Audit teams on creation of meeting materials

  • Maintains a log of materials regulatory submissions and meetings

  • Compiles regulator identified issues status analysis and reports status to Audit senior management and the OCC/FRB

  • Supports LOB Audit teams on external regulator identified issue process

  • Develops and trains on policies and procedures related to external regulator identified issues

Required Qualifications:

  • Bachelor's Degree plus a minimum of 3 years experience in audit, accounting, risk or regulatory.

Desired Qualifications:

  • CPA or Master's Degree

  • Financial Services experience

Posting Date : 08/16/2017

Location : US-NY-New York, US-NC-Charlotte

Travel : No

Full / Part-time : Full time

Hours Per Week : 40

Shift : 1st shift

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