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KeyBank Senior Auditor - Consumer Compliance in Brooklyn, Ohio

Senior Auditor - Consumer ComplianceinBrooklyn, OHatKey Bank- Corporate

Date Posted: 1/19/2020

Job Snapshot

  • Employee Type: Full-Time

  • Location: 4910 Tiedeman Road Brooklyn, OH

  • Job Type: Banking

  • Experience: Not Specified

  • Date Posted: 1/19/2020

About Us

Headquartered in Cleveland, Ohio, KeyCorp (Key) is one of the nation s largest financial services companies. Key provides investment management, retail and commercial banking, consumer finance and investment banking products to individuals and companies throughout the United States and, for certain businesses, internationally.

Our goal is to be the best regional bank in the U.S. What that means is we put our clients needs first and take a customized approach to meeting those needs. At Key we ve made a promise to our clients that they will always have a champion in us. To deliver on that promise, we re committed to building a team of engaged employees who do the right thing for our clients and help them achieve their financial goals each and every day.

Job Description

ABOUT THE JOB

The Senior Auditor position is within the third line of defense, which is responsible for providing an independent and objective perspective on KeyCorp s processes and risks through assessment and testing of the adequacy and effectiveness of Key s risk management policies and practices, and adherence to laws and regulations.

The Senior Auditor on the Consumer Compliance team will be responsible for participating in audit projects with a primary focus on consumer compliance topics as they relate to both deposit and lending products. The Consumer Compliance team offers work life balance through limited to no travel, flexible schedules and the potential to telecommute. The Consumer Compliance team also promotes professional development growth through supporting the pursuit of relevant certifications (see below).

ESSENTIAL JOB FUNCTIONS

The Senior Auditor will be responsible for the following:

  • Perform regulatory research to understand the compliance risks associated with the audit.

  • Hold discussions with line of business personnel to identify the controls that mitigate the applicable risks.

  • Independently document walkthroughs, which demonstrate the auditor s understanding of the identified risks and controls.

  • Execute and document testing performed over identified controls in accordance with Institute of Internal Auditors and internal Risk Review Group standards.

  • Document and communicate audit findings with the internal Risk Review Group team and line of business personnel.

  • Leading smaller scale audits and projects.

ADDITIONAL DUTIES

The Senior Auditor should possess the following skillsets:

  • Desire to learn consumer compliance regulatory requirements.

  • Independent ability to multi-task and prioritize projects.

  • Strong verbal and written communication skills.

  • Ability to build relationships with clients and teammates.

REQUIRED QUALIFICATIONS

2+ years of relevant experience

Bachelor s Degree

PREFERRED SKILLS / QUALIFICATIONS

Willingness to pursue relevant certifications including:

  • Certified Anti-Money Laundering Specialist (CAMS)

  • Certified Financial Crimes Specialist (CFCS)

  • Certified Fraud Examiner (CFE)

  • Certified Public Accountant (CPA)

  • Certified Internal Auditor (CIA)

*Position may be located in either Cleveland or Buffalo.

FLSA STATUS: Exempt

KeyCorp is an Equal Opportunity and Affirmative Action Employer committed to engaging a diverse workforce and sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.

38824BR

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