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Job Details

Key Bank

Senior Auditor Asset Management-Internal Audit




Various, New York, United States

Senior Auditor Asset Management-Internal Audit Location: Remote from Buffalo NY or Cleveland OH POSITION OVERVIEW The Risk Review Group (Internal Audit) is the third line of defense. The Risk Review Group (RRG) is accountable to the KeyCorp Audit Committee and is responsible for providing an independent and objective perspective on KeyCorp's processes and risks through assessment and testing of the adequacy and effectiveness of Key's risk management policies and practices, while also ensuring adherence to applicable laws and regulations. This is accomplished through completion of an Annual Audit Plan, which includes both risk evaluations and risk reviews (internal audits). The Senior Auditor will be responsible for the completion of the three phases of a risk review: Planning, Fieldwork and Reporting. This will include completion of walkthroughs, interacting with line of business personnel, performing and documenting testing of internal controls, ensuring adherence to required laws and regulations, drafting of findings, reporting deliverables, as well as assisting the review lead in the identification of the risks and controls associated with the various business functions. During the course of a risk review, the Senior Auditor may be asked to serve as a lead on smaller, less complex reviews. The Senior Auditor may also participate on ad-hoc projects, ongoing risk intelligence activities and risk review related trainings. The Asset Management group is responsible for the performance of risk reviews (internal audits) related to Wealth Management, Trust, and Investment Operations within Key Private Bank and Wealth Technology and Operations lines of business. JOB REQUIREMENTS Demonstrate emerging understanding of audit concepts within planning, fieldwork and reporting. Demonstrate intellectual curiosity when completing assigned work, covering various lines of business and Key as a whole. Prioritize and execute multiple assignments; identifies obstacles within the scope of assignments; proactively communicate delays in assigned deliverables or additional capacity availability. Exhibit emerging leadership skills by leading smaller, less complex risk reviews and risk evaluations. Identify opportunities for continuous improvement and implementation of strategies; demonstrate basic ability to draw insight from risk intelligence and regulatory bulletins. Thoughtfully engage in networking with those on your team, within the RRG and across Key, to build lasting relationships. Consistently demonstrate intermediate business writing skills and cohesively present information effectively to others. Exhibit an emerging understanding of product skills and business, industry and regulatory concepts. Demonstrate the ability to perform in an organizational culture of respect and personal accountability regarding Diversity, Equity and Inclusion. QUALIFICATIONS Bachelor’s Degree – preferred 2-3 years of audit or related experience Relevant professional certification – preferred Familiarity with Wealth Management, Trust and Investment Operations lines of business preferred RELEVANT CERTIFICATIONS Certified Fiduciary and Investment Risk Specialist (CFIRS) Chartered Financial Analyst (CFA) Certified Public Accountant (CPA) Certified Internal Auditor (CIA) Series 6 or 63 ADDITIONAL INFORMATION All KeyBank employees are expected to demonstrate Key’s Values and sustain proficiency in identified Leadership Competencies. Location: Remote from Buffalo NY or Cleveland OH